Securities: Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

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Recent Transactions

August 2014

Co-manager to Sprouts Farmers Market on its follow-on offering
Status: Closed
Value: $515 million


July 2014

Co-manager to FCB Financial Holdings, Inc. on its initial public offering
Status: Closed
Value: $165 million


July 2014

Co-manager to Synchrony Financial on its initial public offering
Status: Closed
Value: $2.875 billion


July 2014

Joint book-runner to Townsquare Media, Inc. on its initial public offering
Status: Closed
Value: $92 million


July 2014

Co-Manager to Popular, Inc. on its senior unsecured notes offering
Status: Closed
Value: $450 million


June 2014

Co-manager to Tetralogic Pharmaceuticals Corporation on its convertible debt offering
Status: Closed
Value: $47 million


June 2014

Joint bookrunner and co-arranger for Long Term Care Group’s (owned by Stone Point Capital) revolving credit facility and term loan B facility
Status: Closed
Value: $195 million


April 2014

Co-manager to Phibro Animal Health Corporation on its initial public offering
Status: Closed
Value: $220 million


All Recent Transactions