Securities: Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

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Recent Transactions

April 2014

Co-manager on Ally Financial, Inc.’s initial public offering
Status: Closed
Value: $2.375 billion


April 2014

Active joint book-runner to Kindred Biosciences, Inc. on its follow-on offering
Status: Closed
Value: $62 Million


March 2014

Co-manager to CBS Outdoor Americas, Inc. on its initial public offering
Status: Closed
Value: $560 million


March 2014

Co-manager to Sprouts Farmers Market on its follow-on offering
Status: Closed
Value: $582 Million


February 2014

Co-manager to Five Prime Therapeutics, Inc. on its follow-on offering
Status: Closed
Value: $43.1 million


February 2014

Co-Manager to Intra-Cellular Therapies, Inc. on its follow-on offering
Status: Closed
Value: $123.6 million


January 2014

Sole book-runner to Biota Pharmaceuticals, Inc. on its follow-on offering
Status: Closed
Value: $28.7 million


January 2014

Co-manager to CBS Outdoor Americas, Inc. on its senior notes offering
Status: Closed
Value: $800 million


All Recent Transactions