Securities: Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

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Recent Transactions

May 2013

Co-manager for Quintiles on its initial public offering
Status: Closed
Value: $1.1 billion


May 2013

Co-Manager for Charter Communications on its senior unsecured notes offering
Status: Closed
Value: $1.0 billion


April 2013

Co-Manager for Fairway Market on its initial public offering
Status: Closed
Value: $204 million


March 2013

Co-placement agent for Canopius Group Limited on its sale of common equity in Canopius Holdings Bermuda Limited whom following the transaction changed its name to Tower Group International, Ltd.
Status: Closed
Value: $216.7 million


March 2013

Co-Manager for Charter Communications on its Senior Notes offering
Status: Closed
Value: $1.0 billion


February 2013

Joint book-running manager for Zoetis, Inc. (Pfizer’s Animal Health Business) on its initial public offering
Status: Closed
Value: $2.6 billion


December 2012

Sole structuring and placement agent for Hercules Technology Growth Capital on its Asset-Backed Securities Offering of Class A Notes
Status: Closed
Value: $129.3 million


December 2012

Co-manager for Charter Communications on its Senior Unsecured Notes Offering
Status: Closed
Value: $1.0 billion


All Recent Transactions