Securities: Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

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Recent Transactions

September 2014

Junior co-manager to Citizens Financial Group, Inc. on its initial public offering
Status: Closed
Value: $3.46 billion


September 2014

Sole placement agent to Adaptimmune Ltd. on its series A financing
Status: Closed
Value: $104 million


August 2014

Co-manager to Sprouts Farmers Market on its follow-on offering
Status: Closed
Value: $515 million


August 2014

Sole structuring advisor and book-running manager to HOA Restaurant Group, LLC on its whole business securitization
Status: Closed
Value: $300 million


July 2014

Co-manager to FCB Financial Holdings, Inc. on its initial public offering
Status: Closed
Value: $165 million


July 2014

Co-manager to Synchrony Financial on its initial public offering
Status: Closed
Value: $2.875 billion


July 2014

Joint book-runner to Townsquare Media, Inc. on its initial public offering
Status: Closed
Value: $92 million


July 2014

Co-Manager to Popular, Inc. on its senior unsecured notes offering
Status: Closed
Value: $450 million


All Recent Transactions