Securities: Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

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Recent Transactions

November 2011

Co-manager for Delphi Automotive on its initial public offering
Status: Closed
Value: $530 million


August 2011

Sole placement agent for TICC on its collateralized loan obligation
Status: Closed
Value: $225 million


July 2011

Sole arranger for Oxford Finance on its asset backed notes offering
Status: Closed
Value: $259 million


June 2011

Co-manager for AMC Networks on its sale of Senior Notes
Status: Closed
Value: $700 million


April 2011

Co-manager for Primerica, Inc. on its follow-on offering
Status: Closed
Value: $273 million


April 2011

Joint arranger for BCBGMAXAZRIA on its senior secured term loan
Status: Closed
Value: $230 million


January 2011

Co-manager for Nielsen on its initial public offering
Status: Closed
Value: $1.89 billion


January 2011

Co-manager for Nielsen on its sale of Convertible Bonds
Status: Closed
Value: $250 million


All Recent Transactions